- ForgeryCustomer-dispute information can only be expunged if the claims, allegation, or information is factually impossible or clearly erroneous, the registered representative was not involved in the alleged investment-related sales practice violation, forgery, theft, misappropriation, or conversion of funds or the claim, allegation or information is false.
- Wrongful TerminationMs. Ataie also represents registered representatives in FINRA arbitration disputes, claims for wrongful termination, promissory note disputes, Form U5 defamation, and expungement of customer complaints, terminations, and criminal convictions.