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RIA Compliance Concepts

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Building Construction Consultants, General Contractors

2407 S Bagdad Rd, Leander, TX 78641

833-742-2246

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DETAILS
General Info
Ivan Barretto Founder and Managing Partner I was introduced to RIA regulatory compliance when I accepted a position as a Financial Examiner with the Texas State Securities Board Inspection and Compliance Division in 2006. During my tenure at the Texas State Securities Board, I conducted routine and for-cause examinations for registered investment advisory firms across the state of Texas.
Hours
Regular HoursMonday CLOSED, Tuesday CLOSED, Wednesday CLOSED, Thursday CLOSED, Friday CLOSED, Saturday CLOSED, Sunday CLOSED
Categories
Building Construction Consultants, General Contractors
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