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      General Info

      Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way. Services Include: Broker-Dealer Compliance Consulting Broker-Dealer Registration Services Broker-Dealers for Sale Starting a Broker-Dealer Buying a Broker-Dealer Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services Financial and Operations Principal (FinOP) Services Series 24, 27, 29, 53, and 4 Licenses Support Registered Options Principal (ROP) Services

      HoursCLOSED NOW
      Regular Hours:
      Mon - Fri
      Sat - SunClosed

      Contact Info

      Phone:

      Main - 631-595-5305

      Address:
      150 Motor Pkwy Ste 401 Hauppauge, NY 11788
      Link:

      website

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      Categories
      Business Brokers, Business Coaches & Consultants, Financial Planning Consultants, Investments
      Location
      Hauppauge Corporate Center
      Provided by
      Data provided by one or more of the following: Thryv, Data Axle, Yext.